compensation

April 20, 2021 Finseca Policy

DOL fiduciary rule prohibited transactions exemptions update

Topics: advocacy, compensation, DOL, DOL fiduciary rule, Fiduciary, IRAs, Regulation, regulations, Retirement planning

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March 9, 2021 Finseca Policy

The PRO Act – What financial security professionals need to know

Topics: 1099, advocacy, ambassador, compensation, independent contractor, PRO Act

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