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Compliance
This memorandum was prepared by Greg Serio of Park Strategies, LLC, Association Management for FinsecaNY. May 4, 2021 As expected, the issues of race and insurance and of COVID-19 were two prominent themes throughout the NAIC Spring Meeting, and conversations frequently returned to racial disparities, discriminatory practices, and industry responses to the pandemic. The activities…
This memorandum was prepared by Greg Serio, Candace Thorson, and Tom Buchan of Park Strategies, LLC, Association Management for FinsecaNY. May 4, 2021 The National Council of Insurance Legislators (NCOIL) ran a hybrid in-person/virtual meeting immediately after the NAIC meeting this month. NCOIL has been conducting its meetings this way for the past number of…
NY 187 regulation ruled unconstitutional by NY appellate court
Topics: advocacy, Compliance, NY 187, Regulation
May 4, 2021 On April 29, 2021, the appeals court in New York, issued an Opinion and Order ruling that the New York State Department of Financial Services First Amendment to 11 NYCRR 224 (Insurance Regulation 187), Suitability and Best Interests in Life Insurance Annuity Transactions, was unconstitutionally vague. This reversed the decision of the…
Takeaways from the DOL’s Final Rule on Selecting ESG-Focused Plan Investments
Topics: Compliance, Employee benefits
This WR Marketplace was created exclusively for Finseca members by experts at Troutman Pepper Hamilton Sanders LLP and the Finseca staff. WR Marketplace#20-22 was written by Jim Earle and Christopher Stock. The Finseca WR Newswire and WR Marketplace are published by Finseca as part of the Essential Wisdom Series, the trusted source of actionable technical...