Marketing

February 8, 2021 Finseca Policy

Finseca Policy Deep Dive 02.08.2021: SEC Finalizes First Comprehensive Update of Marketing Rules in Decades

Topics: advocacy, Marketing, marketing rule, SEC

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May 12, 2020 Navigating the Crisis Together

PPP Loans – To Keep or Not to Keep – Slide Deck(opens new window)

Topics: Marketing, PPP

May 12, 2020 Navigating the Crisis Together

PPP Loans – To Keep or Not to Keep

Topics: Marketing, PPP

We have increasingly heard questions from members about required certifications for the PPP, what disclosures there will be about PPP participation, and as a result, whether members or clients should take advantage of the safe harbor to return PPP funds which closes on May 14. In order to qualify for a PPP loan, the applicant…

May 1, 2020 Navigating the Crisis Together

SEC Says PPP Loans MAY Require Disclosure to Clients

Topics: Marketing, PPP

News You Can Use May 01, 2020 SEC Says PPP Loans MAY Require Disclosure to Clients Yesterday the SEC announced staff guidance relating to reporting obligations for investment advisory firms that receive a Paycheck Protection Program (PPP) loan. The directive from SEC staff explains that “If the circumstances leading [an advisory firm] to seek a...