Breakout Session – AI at the Gate: Navigating the Regulatory Crossroads for Financial Professionals
May 20
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- 2:50 pm
- - 3:40 pm
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- Breakout Session
As AI tools become more powerful and accessible, firms in advanced markets face new compliance and supervisory challenges.
This session unpacks the latest federal and state regulatory developments impacting the use of AI in client engagement, underwriting, and advice delivery. Hear from a regulatory expert who will clarify what’s permissible now, what’s on the horizon, and how firm leaders can responsibly innovate without crossing legal lines.
